Implementation Checklist for CSSF Regulation No 12-02 on AML/CFT
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This checklist is structured per chapter/section/article references from the regulation text.
It covers core requirements from customer due diligence through risk assessment, monitoring/supervision systems,
internal management responsibilities including compliance officers/audit/training, cooperation with authorities, and
external audit obligations.
The references enable easy navigation back to the regulation text.
This license requires that reusers give credit to the creator. It allows reusers to distribute, remix, adapt, and build upon the material in any medium or format, even for commercial purposes. If others remix, adapt, or build upon the material, they must license the modified material under identical terms.
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Bastian Schwind-WagnerFollowBastian is a recognized expert in anti-money laundering (AML), countering the financing of terrorism (CFT), compliance, data protection, risk management, and whistleblowing. He has worked for fund management companies for more than 24 years, where he has held senior positions in these areas.
