Luxembourg Investment Fund (Manager) ¦ Operating Procedure “Inspections and Dawn Raids”
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The information provided on this website does not constitute legal advice and is not intended to address any legal issues or problems that may arise in individual cases.
The information on this website is of a general nature and is provided for informational purposes only.
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This template is designed to help you create an operating procedure that will guide you in preparing for and handling inspections or dawn raids in a professional manner.
The purpose of the inspection process is to ensure that employees act as intended by the responsible persons in such cases.
Reference:
Code of Criminal Procedure (Code d’instruction criminelle, CIC)
Fiscal Code (Abgabenordnung, AO, “Loi générale des impôts”)
Law of 5 April 1993 on the Financial Sector
Data Protection Law (Loi du 1er août 2018 portant organisation de la CNPD)
Labour Code (Code du travail)
Competition Law
Version:
17 July 2025
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Disclaimer:
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Bastian Schwind-WagnerFollowBastian is a recognized expert in anti-money laundering (AML), countering the financing of terrorism (CFT), compliance, data protection, risk management, and whistleblowing. He has worked for fund management companies for more than 24 years, where he has held senior positions in these areas.
